🤝SEC and CFTC Join Forces for Market Clarity
The SEC and CFTC are teaming up to harmonize regulations and improve market clarity. They're hosting a roundtable on Sept. 29 to kick things off.
Key Points
- •📅 Save the Date: Roundtable on Sept. 29, 2025, from 1 p.m. to 5 p.m.
- •🏛️ Where: SEC Headquarters, Washington, D.C.
- •💬 Quote: "It is a new day at the SEC and the CFTC," said SEC Chairman Paul S. Atkins
- •📈 Goals: Harmonize product definitions, streamline reporting, align capital frameworks
- •🌐 Open to All: Event will be webcast live and recorded for later viewing
🏦 A New Day for Regulators
The SEC and CFTC have announced a groundbreaking collaboration aimed at harmonizing regulations. In a joint statement, SEC Chairman Paul S. Atkins and CFTC Acting Chairman Caroline D. Pham declared, "It is a new day at the SEC and the CFTC." This unprecedented move seeks to provide the market clarity that participants have long awaited.
📅 Mark Your Calendars
The first step in this ambitious effort is a joint roundtable scheduled for Sept. 29, 2025. Held at the SEC's headquarters in Washington, D.C., the event will run from 1 p.m. to 5 p.m. and is open to the public. Those interested in attending can register for in-person attendance, and the event will also be webcast live on the SEC’s website.
🚀 Goals and Ambitions
During the roundtable, the agencies plan to discuss several key priorities:
- Harmonizing product and venue definitions
- Streamlining reporting and data standards
- Aligning capital and margin frameworks
- Coordinating innovation exemptions
These efforts aim to reduce unnecessary barriers, enhance market efficiency, and foster innovation.
💬 Expert Opinions
Chairman Atkins and Acting Chairman Pham emphasized the significance of this collaboration, stating, "By working in lockstep, our two agencies can harness our nation’s unique regulatory structure into a source of strength for market participants, investors, and all Americans." The roundtable represents a pivotal step toward more coherent and competitive U.S. markets.