The SEC and CFTC are joining forces for a roundtable on September 29 to discuss regulatory harmonization. Expect key insights from top financial leaders on the future of market regulations.
Key Points
•📅 Event Date: September 29, 1 p.m. to 5:30 p.m.
•🏛️ Location: SEC Headquarters, Washington, D.C.
•💻 Virtual Access: Live webcast available on the SEC’s website
•📊 Panel Discussions: Topics include the history of SEC-CFTC collaboration, platforms, and market participants
🏛️ Setting the Stage
The SEC and CFTC are gearing up for a major event aimed at aligning their regulatory efforts. Scheduled for September 29 at the SEC's headquarters in Washington, D.C., this roundtable promises to be a cornerstone in financial regulatory history. Doors open at noon, and the event kicks off at 1 p.m. sharp with opening remarks from top brass at both commissions.
📚 A Journey Through Time
The first panel, titled "How We Got Here," will dive into the historical context of the SEC and CFTC's relationship. Moderated by former CFTC Chairman J. Christopher Giancarlo, this panel features heavyweights like Kenneth Bentsen, Jr. from SIFMA and Craig Lewis from Vanderbilt University. They'll unravel the complexities that have shaped today's regulatory landscape.
🌐 Platforms and Participants
Two subsequent panels will explore the potential economic benefits of regulatory harmonization for platforms and market participants. Expect insights from industry leaders such as Shayne Coplan of Polymarket and Adena Friedman of Nasdaq. The discussions aim to highlight how a unified regulatory approach could lower costs and increase choices for investors.
💡 Key Takeaways
With a lineup of influential speakers and a focus on crucial regulatory issues, this roundtable is poised to offer valuable insights into the future of market regulations. Mark Uyeda, SEC Commissioner, and Hester Peirce, SEC Commissioner, will provide their perspectives, ensuring a well-rounded dialogue.
