🏛️ SEC to Host Hybrid Event on Regulation S-P for Small Firms
Acclara AI•
The SEC is hosting a hybrid event to help small firms navigate new Regulation S-P compliance rules. Scheduled for January 22, 2026, the event will offer both in-person and virtual attendance options.
Key Points
•📅 Mark Your Calendar: Event on January 22, 2026, from 11:00 am to 12:30 pm ET
•🏢 Location: SEC Headquarters, 100 F St. NE, Washington D.C.
•💻 Virtual Option: Online attendance available with preferred but not required registration
•📝 Agenda Highlights: Compliance obligations, exam team interactions, and a tabletop workshop
•📊 Expert Insight: Mock examination session and Q&A with SEC staff
📅 Save the Date
The SEC is rolling out the red carpet (well, sort of) for small firms with its final outreach event to demystify the amendments to Regulation S-P. Scheduled for January 22, 2026, from 11:00 am to 12:30 pm ET, this hybrid event is your golden ticket to understanding the new compliance landscape. Whether you want to rub elbows in person at the SEC Headquarters in Washington D.C. or tune in virtually, they've got you covered.
📝 What's on the Agenda?
Expect a jam-packed session where SEC staff will unravel the complexities of the new Regulation S-P compliance obligations. You'll get the inside scoop on what it's like to interact with an exam team during an examination and have your burning questions answered. The event will also feature a hands-on workshop with a mock examination session and an Incident Response tabletop discussion. It's not just talk—it's practical, actionable advice.
💬 Expert Opinions
"Strengthening protections for investors’ personal data is a benefit to both firms and investors," said Keith Cassidy, Acting Director for the Division of Examinations. We recognize implementation of these new requirements may create challenges, and the SEC’s Division of Examinations wants to help firms clearly understand these new requirements.
🔗 How to Join
For those who prefer face-to-face interaction, head over to 100 F St. NE in Washington D.C. and don't forget to register. If virtual is more your style, you can still register online (though it's not mandatory). On the big day, a link to watch the event will be available on www.sec.gov. Missed previous events? No worries. Recordings are available on the Reg Compliance S-P Outreach webpage.
