🚀SEC Announces Roundtable on Trade-Through Prohibitions
The SEC is hosting a roundtable to discuss trade-through prohibitions in stock and options markets. This could lead to significant changes in regulations that impact investors and broker-dealers.
Key Points
- •📅 Mark Your Calendar: Roundtable on September 18, 2025
- •💼 Who's Talking: SEC Chairman Paul S. Atkins
- •🏛️ Where to Watch: SEC headquarters and live stream on SEC.gov
- •📝 Get Involved: Submit comments electronically or on paper
- •🔍 Focus Areas: Rule 611 on NMS stocks and listed options
🏛️ The Big Announcement
The SEC is shaking things up with a roundtable on September 18, 2025, aimed at discussing trade-through prohibitions in the National Market System (NMS) stock and listed options markets. Why does this matter? Rule 611 has been a point of contention, causing market distortions and gamesmanship. Chairman Paul S. Atkins emphasized the need for public input on refreshing the rulebook.
🔍 The Details
The event will be open to the public and held at the SEC’s headquarters in Washington, D.C., with a live stream available on SEC.gov. The agenda and speakers will be announced closer to the date. Heads up: In-person attendance may be limited, and visitors will undergo security checks.
📝 How to Participate
Want to have your say? You can submit your comments electronically or on paper. All submissions will become part of the public record and posted on the SEC’s website. Pro Tip: Be mindful that personal information won’t be redacted, so share only what you’re comfortable making public. Electronic comments can be sent via the SEC’s online submission form or emailed to rule-comments@sec.gov with “File Number 4-862” in the subject line.